ALP obtained the FINMA license as portfolio manager pursuant to Art. 17 FinIA on December 16th, 2021.
The Company is supervised by the FINMA-approved supervisory organization AOOS. The auditor of the Company for both financial reporting and compliance with the Swiss financial markets regulations is Grant Thornton AG. The address of the supervisory organization and the auditor can be found below.
Alpha Leonis Partners is affiliated with the independent ombudsman office of OFS Ombud Finance Switzerland, which is recognized by the Swiss Federal Department of Finance. Disputes concerning legal claims between the client and the financial services provider should be settled by an ombudsman’s office, if possible, within the framework of a mediation procedure. The address of the ombudsman is stated below.